ABCT and Ricardo Effect

Hello.

J. H. de Soto, Money, bank credit and economic cycle, p. 329

Hence it is easy to understand why increases in saving
are generally followed by decreases in the prices of final
consumer goods.49 If, as generally occurs, the wages or rents
of the original factor labor are initially held constant in nominal
terms, a decline in the prices of final consumer goods will
be followed by a rise in the real wages of workers employed in
all stages of the productive structure. With the same money
income in nominal terms, workers will be able to acquire a
greater quantity and quality of final consumer goods and
services at consumer goods’ new, more reduced prices.
This increase in real wages, which arises from the growth
in voluntary saving, means that, relatively speaking, it is in
the interest of entrepreneurs of all stages in the production
process to replace labor with capital goods. To put it another
way, via an increase in real wages, the rise in voluntary saving
sets a trend throughout the economic system toward longer
and more capital-intensive productive stages. In other words,
entrepreneurs now find it more attractive to use, relatively
speaking, more capital goods than labor.

I have problem to understand above. Nominal wages are constant, prices of consumer goods going down, so real wages are higher. Ok. But how about prices of capital goods? increase, decrease, constant in real or nominal value? If interest rate decrease, price of long term capital goods will rise. So why companies will replace labor with capital goods?

This was something I just finished writing, inspired by your question. I hope it helps to answer it.


I was first introduced to the concept of the Ricardo Effect through Jesús Huerta de Soto’s Money, Bank Credit, and Economic Cycles, which was the first major treatise on economics that I had read. At the time, de Soto’s argument in favor of the Ricardo effect sounded convincing (I tried to apply it prematurely in my article on the Recession of 1937), but since then I’ve come some ways in my understanding of price formation and capital theory, and to some extent I have reviewed different literature on the Ricardo effect, and so I think it’s worthwhile to give some thoughts on the concept — especially since its validity is widely contested, including by other Austrians.

Unfortunately, I have not done the amount of research I should have done. What’s funny is that some time ago the Ricardo effect was set to be a major area of research of mine, since I was really interested in the relationship between the laborer and the machine. Also, I was never sure of Huerta de Soto’s claim that unemployment during an expansion of the capital structure should necessarily rise (since according to Huerta de Soto, a rising price of labor leads to the use of labor-saving devices [p. 329, 2009]).

According to Huerta de Soto, the Ricardo effect first appears in David Ricardo’s On the Principles of Political Economy and Taxation, and then in the appendix “On Machinery” added in the third edition of Ricardo’s treatise. This well known, and heavily debated, argument is then applied to ‘Austrian’ capital theory by Hayek (see: F.A. v. Hayek, “The Ricardo Effect.” Economica, New Series, 9(34), May 1942; F.A. v. Hayek, “Three Elucidations of the Ricardo Effect.” The Journal of Political Economy, 77(2), 1969). For what it’s worth, Huerta de Soto’s interpretation of Hayek’s Ricardo effect may be a little generous, given that Hayek’s definition is as follows, “The theorem called the Ricardo Effect asserts that in conditions of full employment an increase in the demand for consumer goods will produce a decrease of investment, and vice versa.” (Hayek, 1969) What I discuss here are Huerta de Soto’s conclusions in regards to labor.

Labor is a factor of production (a capital good or producers’s good — you can follow/join a debate on whether or not this is true here [it continues after that specific page, as well]). Labor is not homogeneous, but it’s safe to assume that most labor is relatively non-specific (obviously, the skills of a doctor are more specific than the skills of a cashier, although I would argue that this doesn’t necessarily make the doctor less mobile than the cashier, unless the doctor voluntarily surrenders that mobility). Within a Hayekian framework, this means that all entrepreneurs throughout all stages of production are likely to demand labor from a similar pool of supply.

Let’s assume that the economy is at full employment prior to a period of structural lengthening. The price of labor is set at X, which is a figure derived from aggregate monetary demand for labor throughout all stages of production (I’m assuming a certain degree of homogeneity to avoid the complexities of the reality of widely varying wages for different skills). X here represents an equilibrium price, where all those looking for employment are employed and all unemployment is voluntary.

Time preference lowers, savings rise, and the market rate of interest (and natural rate of interest — let’s assume the two are equal) falls. There is an increase aggregate demand for capital goods and a fall in aggregate demand for consumer goods. Deaggregated, this suggests a fall in demand for goods of the final stage of production (consumer goods) and the lengthening of the structure of production through the addition of new phases, as well as a widening of existing stages (depending on profit signals). Why? The availability of saved resources makes it possible for entrepreneurs to profit by producing goods which those which would have otherwise formed the first stage of production can buy.

What about wages? At this point, wages are at price level X. It’s true that the addition of new investments will cause an increase in demand for labor (given its relative non-specificity) in whatever stages receive the newly saved money, but it should be remembered that there will necessarily be a fall in demand for labor in the first stage of production, and necessarily in earlier stages of production (which are now less profitable, because consumer spending falls). So, given credence to some wage inflexibility, it’s fair to assume some unemployment, but I don’t think it’s valid to claim that a lengthening structure of production will cause a permanent tendency towards unemployment. Instead, I would argue that the long-term tendency is back towards equilibrium, or full employment, as wage prices re-arrange themselves to changing patterns of demand.

What about an increase in demand for labor saving devices? George Reisman’s critique applies here. Reisman argues that a rise in wages would discourage the use of labor in both industries that require certain specific capital goods (machinery, for example) and in the industries that produce those capital goods, and thus if it were true that labor was absolutely replaced by machinery as the structure of production expanded then the production of capital goods in later stages would be limited by the amount of labor demanded (Reisman’s actual argument is slightly different. He argues that the rise in cost of production of machinery, as a result of a rise in wages, would discourage the use of machinery, but we know that price isn’t decided by cost of production [Reisman’s confused interpretation of Böhm-Bawerk’s theory of cost of production, otherwise]).

So, while I think there’s reason to believe that changes in the capital structure will require changes in the wage levels of different workers, which may take some time to adjust, overall there’s no reason to believe that rising wages will cause the unemployment of laborers in favor of machinery (especially since such unemployment would itself cause downward pressure on wages).

Now, regarding a possible interpretation of Hayek’s Ricardo effect as explaining the tendency for a “falling rate of profit”, I think it’s important to detail that Hayek didn’t believe this caused by rising wages (as Ricardo did), rather by a tendency towards an equalization of the rate of profit among all stages of production. Furthermore, this is profit purely in the monetary sense, not when considered against the actual purchasing power of an entrepreneur’s earnings.

Again, though, I’m not making these comments with any attempt at authority. This is my analysis based on what I know so far. I might revisit this topic at a later date. Reisman compares Rothbard’s and Hayek’s belief in a falling rate of profit as time preference lowers with Keynes’s marginal efficiency of capital (which has been criticized by a great deal of Austrians, including Reisman and Huerta de Soto). As I read Keynes’s General Theory I’d like to compare the two concepts myself. I have a feeling that the causation behind the “falling rate of profit” (where for Hayek it’s actually an equalization tendency) in the two theories are completely different.

Anyways, your comments and/or corrections are welcomed.

Its been a long time since I’ve seriously read De Soto’s work (like John, it also was my first treatise on economics…and my second book in the Austrian school after Rothbard’s What has government Done to Our money?) Quite a jump in difficulty that I’m not sure I’d do again given the chance.

First thing that I notice is wrong from that quote is De Soto saying the work wage “fund” will remain constant with a falling in time preferences. This is, in virtually almost all cases, incorrect. Consumption provides the “fund” out of which the net O.F rents and interest income is paid from. It is easy to understand this by knowing consumer spending determines all the potential MVPs for factors. A fall in consumer spending will always reduce the interest/O.F income “fund”. There is no precise way to calculate total O.F income independely, but since we know interest income is gross investment times the rate of interest, we can find O.F income by subtracting Interest income from the consumption fund.The only way O.F income could remain the same or even increase is if interest income falls enough to outstrip the O.F income fall. (I.E I.R highly inelastic…a change in a small amount of saving drastically lowers the interest rate). Since its highly unlikely that will happen, total wages workers will earn will fall in a progressing economy. So worker income will not remain the same, contrary to De Soto.

Secondly, the real wages of O.F increase because their MPP schedules have increased (more productive from longer processes), lower prices of consumer goods fall greater than their wages, and the interest rate is lowered (meaning the discount on their output is lower). Employers will adopt more roundabout methods of production at lower interest rates, but I don’t see why this necessarily has to mean less labor is involved in these processes. Unemployment for factors due to high real wages only needs to occur when their nominal wage remains the same/MPP decreases and the worker can buy more consumer goods. (I.e great depression)

Thirdly, if real wages of laborers rose, employers switching to capital would not always happen, nor would it be an economically efficient outcome. Increased saving can only supply more capital. Raising the price of labor does not magically make more of an employer’s saving to appear, it only shifts what he has. And if employers were to use his savings on capital goods instead, it would be inefficient because it was not the optimal choice before, and resources are misdirected from more highly valued MVPS (the laborers at the old wage), to lower MVPS (the capital). If the capital was really more valueproductive, then employers would already be using them and not the labor. Thirdly, if the Ricardo effect was true, employers would constantly just raise wages to outprice labor and force themselves to employ capital to make more consumer goods and increase prosperity, which is a ridiculous idea.